Advice Articles Archived

FTC Seeks Feedback On Telemarketing Sales Rule

FTC Seeks Feedback On Telemarketing Sales Rule

Anyone hoping to solicit investments over the phone now has a chance to speak up. The Federal Trade Commission is seeking feedback from the public on how to further amend the Telemarketing Sales Rule (TSR). Comments are open to the public so consumers and brokers alike are submitting ideas. The…

Finding Qualified Investors For Each Reg D Rule

Finding Qualified Investors For Each Reg D Rule

Qualified investors come in all shapes and sizes and can offer very different kinds of resources. Depending on the growth stage of the company, different kinds of investors are called upon to provide the necessary capital to help the business take off or expand. Initial Investors Have Relaxed Qualifications Early…

Creating a Lasting Investor Lead List

Creating a Lasting Investor Lead List

Anyone who has gone through the process of starting a new business or expanding a company knows the importance of building a worthy investor lead list. These are the dedicated teammates that a businessperson must rely upon to help fund a project. Laying The Groundwork There are many different options…

Building A Trustworthy Oil And Gas Offering

Building A Trustworthy Oil And Gas Offering

Securities for oil and gas ventures can reap high rewards for investors, but history has recorded high losses and serious charges leveled against brokers and promoters of fraudulent offerings. The SEC has documented a number of cases in which benefactors have lost whole investments due to faulty information or dishonest…

Securities Act Updates Vol. IV

Securities Act Updates Vol. IV

On July 3rd, the SEC updated their list of common questions related to the Securities Act Update. This series will detail the most pertinent of these updates, as many are relevant to Regulation D and accredited investor regulation. If anything is difficult to understand, we have provided simple translations and…

Securities Act Updates Vol. III

Securities Act Updates Vol. III

On July 3rd, the Securities Act updates their list of common questions related to the Securities Act. This series will detail the most pertinent of these updates, as many are relevant to Regulation D and accredited investor regulation. If anything is difficult to understand, we have provided simple translations and…

Securities Act Updates Vol. II

Securities Act Updates Vol. II

On July 3rd, the Securities act Vol. 11 will be updated their list of common questions related to the Securities Act. This series will detail the most pertinent of these updates, as many are relevant to Regulation D and accredited investor regulation. If anything is difficult to understand, we have…